Global data
GEFI seeks to collect and publish data to enable statistical comparison and evaluation of enforcement actions by authorities in different jurisdictions. It includes enforcement actions from multiple financial regulators from various countries from 2002 to 2021. The time periods and scope of coverage are uneven across regulators.
The data for selected jurisdictions will be updated and progressively made available in this section from January 2026.
The ENFID dataset captures three main attributes of enforcement actions: the entities that were object of sanctions (targets), the sanctions imposed (measures) and the particular set of rules breached (topic).
The original dataset was collected in the framework of the research project “Drivers, Actors and Trends: Global Enforcement against the Financial Industry“, was funded by the Swiss National Fund and directed by Roy Gava and Urs Zulauf at the “Centre for banking and financial law” at the University of Geneva from 2019 until 2022. More information on the ENFID-database: Roy Gava, Urs Zulauf, Enforcement in the financial industry: A new dataset (2024, draft).pdf
The data for selected jurisdictions will be updated and progressively made available in this section from January 2026.
More information on the ENFID-Database
Roy Gava, Urs Zulauf, Enforcement in the financial industry: A new dataset (2024, draft).pdfCoverage (status Jan 2025): France, Luxemburg, Singapore, Switzerland, United Kingdom
More information on the ENFID-Database
Coverage (status Jan 2025): France, Luxemburg, Singapore, Switzerland, United Kingdom
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